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HACCP: Five preliminary steps & Seven principles
HACCP: Preliminary steps
- Assemble HACCP team
- Describe product
- Identify intended use
- Construct flow diagram
- On-site confirmation of flow diagram
Principle 1 : Hazard analysis
- List allpotential hazards at each step
- Identify significant hazards
- Preventive measure for each hazards
- Requires technical expertise & scientificguidelines
- Knowledge of food science / HACCP
- One control may control more than one hazardand one hazard may require more than one control
- Risk and severity
- Can be expressed qualitatively /quantitatively
Hazards will vary for same product, by different firms
- Sourceof ingredients
- Formulations
- Processing equipment
- Processing and preparation methods
- Duration of process
- Storage conditions
- Experience / knowledge and attitude of
personnel
Principle 2: Determine critical control points
- CPP is defined as a step at which control can be applied and is essential to
prevent or eliminate a food safety hazard or reduce it to acceptable levels
- CP: any point where loss of control does not lead to an unacceptable health
risk
- Use ofdecision tree
- CCPs should be identifiednumerically
Principle 3: Establish critical limits for each CCP
- Critical
limit : criteria which separate acceptability from unacceptability
- At eachCCP critical limits are established
- Deviation
indicates loss of control
- Violationwarrants immediate corrective action
- CLs can
be qualitative/quantitative
- Validation
if possible
- Sourcesof information
- Published data /scientific literature
- Expert advice /consultants / process engineers
- Experimental data/ challenge tests
- Mathematicalmodelling / computer simulation
Principle 4: Establish a monitoring system for each CCP
- Conductinga planned sequence of observations or measurements of control parameters to
assess whether a CCP is under control
- Acts asan early warning system
- Monitoringprocedure to detect loss of control at CCP
- Preventiveaction to prevent violation
- Designateauthority to evaluate monitoring data
- Two
types of monitoring procedures
- online systems
- offline systems
- Calibrationof measuring instruments
- Physical/chemicalmeasurements
Monitoring activity should
include:
What – describe the critical limit
How – Describe monitoring procedure
Where – Relevant step shown
in flow diagram
Who – Trained CCP monitor
When – Continuous or scheduled
Principle 5: Establish corrective action
- Anyaction to be taken when the result of monitoring at the CCP indicate a loss of
control
- Developspecific corrective action for each CCP
- Correctiveaction should ensure control of CCP
- Developproduct disposition procedures
- Productrecall procedures
- Documentationof results
Principle 6: Establish
verification procedures
- Verificationis proof of doing what the plan says to do
- To checkthe effectivity of the plan
- To confirm that system adheres to the plan
- Each CCPand entire HACCP plan to be verified
- Verification activity include
- HACCPsystem
- HACCP plan validation
-
Equipment calibration
- Challenge tests
- Re-verification
- Change in product/ ingredient
- When deviation occurs
- Newly identified hazards
- At pre-determined intervals
- Validation
- Is proof of doing the right thing
- Review of HACCP audit reports
- Review of hazard analysis
- CCP determination
- Review of deviation reports
Principle 7: Establish documentation & record keeping
- Recordkeeping is essential in HACCP system
- HACCPprocedures be documented
- Provideevidence during audits
- Fourtypes of records should be kept
- Support documentation
- Records generated by HACCP system
- Records generated by HACCP system
- Documentation of procedures
- Records of employees training programme
- Supportdocumentation
- product description
- Flow diagram
- Hazard analysis
- Identification of CCPs
- Identification of critical limits
- Documented deviation & correctiveaction
- Verification procedures
- Preventive measures for each hazard
- Recordsgenerated by HACCP system
- Monitoring records for all CCPs
- Deviation and corrective action records
- Verification / validation records
- Calibration records
- Supplier quality assurance records
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